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Operational Risk and Control Manager -VP (Paid Membership Site) - Global Securities, Investment and in Columbus, Ohio For Sale

Type: Other Jobs, For Sale - Private.

Global Wealth Management Operations the Company is a leader in financial services, offering solutions to clients in more than 100 countries with one of the most comprehensive global product platforms available. We have been helping our clients to do business and manage their wealth for more than 200 years. Our business has been built upon our core principle of putting our clients' interests first. The Operational Risk and Control Officer will support a functional operations team, driving appropriate governance, risk management and controls for the operation. This position will require strong collaboration and relationship management in a matrix environment. The Operational Risk and Control Officer will support the operation by being imbedded in the specific functions they support. The Risk and Control team's principal objective is to provide risk oversight and manage the control environment. This will be accomplished by understanding (through practical experience/application) the functional operation, working/collaborating with the functional executives to identify risk and gaps, and by periodically auditing the function. The audit process will serve to affirm consistency with the documented procedures and to affirm/identify risk that should be managed. Team Responsibilities Works closely with business and operations management, legal, compliance, audit, SOX, etc Works with Firm-wide and Line of Business operations risk management teams Build and maintain relationships with internal partners Provide training and guidance to operations on Operational Risk and ensure risk events are identified, reported and managed Collaborate with the functional executives to identify key risk indicators and create reporting metrics Manages the RCSA process; prepares action plans and opens issues Manages the progress of action plans to ensure they are completed timely and accurately Through ongoing collaboration and facilitated discussions, create scenarios that should be considered as part of ongoing risk management and identify emerging risks that should be reviewed Performs additional analysis on an ad hoc basis Reviews processes, procedures as they are developed or updated, to ensure proper controls and procedures are in place to mitigate risks Works with the functional executives to record/report risk events, including financial and non financial losses Collaborate with and assist the functional team to comply with third party oversight Qualifications: Qualifications Bachelor's degree in relevant discipline Audit experience - it is essential the candidate have current or very recent experience in an audit capacity, having prepared scope documents, completed field work, and assembled audit report to communicate findings In depth knowledge and understanding of wealth management/private banking products, services, operations Practical experience in operational risk management, control oversight or other relevant areas Ability to collaborate with business/functional experts to map processes, identify key controls and recognize control gaps and risk issues Strong organizational and project management skills with demonstrated ability to manage expectations and deliver on commitments Financial industry regulatory exposure and experience, including banking, credit and investments the Company is an equal opportunity and affirmative action employer M/F/Disability/Veteran
Source: http://www.jobs2careers.com/click.php?id=xxxxxxxx80.96

State: Ohio  City: Columbus  Category: Other Jobs
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